
Today’s post is by author Teri Case.
I was editing my third novel, Finding Imogene, on August 7, 2023, when the news broke that publishing-industry guru and nonfiction author Jane Friedman’s name had been stolen and plastered across AI-generated books on Amazon and Goodreads. To add insult to injury, Amazon wouldn’t take the shoddy books down because “Jane Friedman” was not a registered US trademark. It took a series of public posts by Friedman and interviews with worldwide outlets such as BBC and The Guardian before the fraudulent titles were removed.
She was not alone. Earlier that summer, psychological thriller author Kiersten Modglin had a similar experience, but Modglin’s name was trademarked, so the vendor immediately removed the bogus books.
My takeaway from Jane Friedman’s and Kiersten Modglin’s experiences? I needed to get a trademark for my author name, Teri Case.
A quick, discouraging search online made me think I’d only get one chance to get the application right, it was impossible to trademark an author’s name without the help of a lawyer or legal service, and while the government’s filing fee was a flat $350, the legal process could cost thousands of dollars.
I didn’t have thousands of dollars, but I did/do only have one name—one I wanted to reserve for my creative works and publications. I didn’t want someone else to put my stamp on cheap, hastily done work, and I didn’t want to struggle with online vendors to remove faux-Teri-Case titles.
So, what was this on-a-budget indie author to do?
Before I became an author-publisher in 2018, I was a C-level executive assistant. So, I dusted off my EA cap, flexed my resourceful fingertips, and got busy.
I am not a lawyer. I cannot guarantee that what worked for me will work for you, but as a literary citizen, I am happy to share the steps I took to trademark my name successfully.
Before we start
I want to share the most valuable tip I learned during this process, and it’s one I wish I had known before I began because it would have curbed some angst. It’s also a tip that no one offered online: If your application has a mistake or requires clarification or backup, it most likely won’t be denied outright. You will get a “Nonfinal Office Action” letter outlining what needs to be added or amended so the trademark office can further consider your request.
Step 1. Search existing trademarks
There’s no point in applying and spending money if the mark is taken. In August 2023, I went to the US Trademark Office website and searched to see if my author name, Teri Case, was already a trademark. Luckily for me, my name was not registered by anyone else. I had the green light to apply. You can search the existing marks for your author name or series here.
Step 2. Create a USPTO.gov account
An account and identity confirmation are necessary for the online application, but it’s straight forward and easily done. I created my account in seconds.
Step 3. Review free trademark basics tutorials at USPTO
From the USPTO’s free tutorials I learned that in order to trademark Teri Case, I would need to show evidence of two or more written works previously published that displayed and matched the requested mark, Teri Case, and they needed to be available to the public. Fortunately for me, my website’s homepage includes my name and the desired mark and has been active since 2014, my first novel Tiger Drive went live in 2018, and my second novel, In the Doghouse, was published in 2019. Stay tuned for how I included this information in my application as in-use evidence.
Step 4. Complete and submit an online application to USPTO
As an individual, I applied online for an International Class 016 trademark, identified as “A series of fiction works, namely printed novels and printed books featuring Teri Case.” Note: Do not do this. Keep reading!
As I mentioned in Step 3, evidence is required for a trademark, so I prepared a screenshot of the homepage on my website to prove the mark had previously been in use “anywhere” and took a picture of my published novels together as evidence of existence and commercial availability. Both were attached as “Specimens.”
5. Pay and wait
I paid $350 by credit card. The USPTO website has a banner at the top of the page that will tell you how backlogged they are on reviewing submissions. For example, when I applied in August 2023, they were processing applications submitted in January 2023.
The first response: April 2024
Five months after I submitted my application, I received an email response from the trademark office. My mark was not approved. But it wasn’t declined either.
Known as a “Nonfinal Office Action,” the PDF letter outlined the “Summary of Issues” with my application. The issues included:
- Section 1, 2, & 45 – Failure to Function Refusal (Name of Author)
- Identification of Goods – Amendment Required
The letter further outlined how to fix the above issues.
- To fix “Section 1, 2, & 45 – Failure to Function Refusal (Name of Author),” I needed to supply the following: Evidence of a series (includes photographs or screenshots of the covers of at least two different printed, recorded, or downloadable written works). Yes, I had already given them pictures of my books and my website, but I simply did it again.
- I also needed to supply Evidence of Control. They instructed me to attach an affidavit stating that as the applicant, I had published the goods and controlled their quality. They supplied an example of the necessary verbiage to include in the affidavit. So I went online and found a general affidavit and included the verbiage that the Nonfinal Office Action letter suggested. I also took it one step further and had it notarized so that there’d be no question about my identity and signature. Contact me about my template if you are concerned.
- I had to provide evidence the name Teri Case is promoted and recognized by others. I attached copies of book award certificates and online award lists to show that others valued and recognized the books with my name. I attached links and print outs of interviews about my books with my name. I attached a screenshot of my newsletter and website (again).
- To address “Identification of Goods – Amendment Required,” I needed to make one small change, per their instructions: When I first applied, I had identified as International Class 016, “A series of fiction works, namely printed novels and printed books featuring Teri Case.” Ironically, to fix this issue, I had to remove “featuring Teri Case.” My Identification of Goods could only read, “A series of fiction works, namely printed novels and printed books.” Do this instead of what I originally did.
I followed the instructions and links to “Respond to Office Action” by the July 2024 deadline they had provided. Then I waited.
Preliminary approval: September 17, 2024
I received confirmation my trademark was preliminarily approved and would be “published for opposition” for thirty days to allow people to file an opposition. This is standard procedure. There was nothing to do but wait and see if anyone would claim the mark could cause harm or damage to them or their business. So, I waited some more.
Thirty-day opposition window closes: October 18, 2024
I immediately checked online thirty days later, and my trademark had not been opposed. But it was not cleared right away by the USPTO. I suspect this was due to workloads and staff availability.
A nudge: December 18, 2024
My trademark remained in opposition flux even though no one had opposed it. So, finally, I emailed the USPTO and asked when the opposition hold would be removed. Within three days, they responded that my mark would be approved and published in January 2025.
Gold-seal approval: January 2025
I received the good news! USPTO sent me an email stating that my trademark was approved and officially published. The email included a PDF of the certificate. I also ordered a certificate for $25 because I wanted the gold-seal certificate in hand.
Before I move on, let’s talk about spam
Unfortunately, as soon as I applied for the trademark, I was bombarded by emails from supposed lawyers and legal services offering to help me make sure I filed correctly. Some even implied they were my assigned USPTO attorney. I deleted these emails. The correct emails you should pay attention to will end with @uspto.gov, such as TEAS@uspto.gov, TMTG.notices@uspto.gov, and TMOfficialNotice@uspto.gov.
You can do this!
I could have expedited the approval and avoided the Nonfinal Office Action step if I had identified and entered my mark correctly the first time as “A series of fiction works, namely printed novels and printed books.” And I should have attached the evidence of control affidavit along with the pictures of my published books and website.
To date, writing a novel is my proudest and most difficult accomplishment. Believe me when I say that if you have written and published two books, you are more than capable of applying for a trademark of your author name. It will cost you time, patience, and $350, but it will protect your name, brand, and hard work. That’s priceless.
Update: April 7, 2025
I have learned that you can submit one application with more than one goods & services and International Class and identifiers. So, an author can submit a single application for Class 016 for a “series of fiction works, namely, printed novels and printed book,” and Class 009 (I’m now adding 09: “Downloadable series of fiction books.” There is an additional Class 009 for audiobooks, but I am not in need of one yet so I have not explored it further. Submitting a single application will save you in filing fees.
Update: October 10, 2025
In April 2025, I applied online as an individual for an International Class 009 trademark, identified as “Downloadable series of fiction books.” I followed the steps, lessons learned, and declarations I used previously for the physical books.
Six months later, I received an email response from the trademark office requesting additional consent which was a new step that was not involved in my previous approval for my physical books.
Known as a “Nonfinal Office Action,” the PDF letter outlined the “Summary of Issues” with my application. The issues included:
- Name of Consent: Applicant must clarify whether the name Teri Case in the mark identifies a particular living individual and, if so, provide this individual’s written consent to register the name.
- If the name in the mark does not identify a particular living individual then the applicant needs to provide a statement saying, “The name shown in the mark does not identify a particular living individual,” and load it via the official site.
- If the name in the mark does identify a particular living individual then the applicant needs to upload two documents.
- A Statement stating, “The name shown in the mark identifies Teri Case, a living individual whose consent to register is made of record.” And,
- A Written Consent stating, “I, Teri Case, consent to the registration of my name, TERI CASE, as a trademark and/or service mark with the USPTO.”
I prepared the latter and uploaded the PDFs to the “response form for nonfinal office action” via the USPTO official site. Now, the waiting continues.
Also worth noting is that the scammers posing as the USPTO are becoming more tricky. Always login to your account at USPTO.gov first to verify your status and any communications you receive via email.
Update: Dec. 30, 2025
I received the good news! USPTO sent me an email stating that my trademark of my author’s name for my ebooks had passed the thirty-day opposition period, was approved and officially published.
Teri Case is the award-winning author of Tiger Drive, In the Doghouse: A Couple’s Breakup from Their Dog’s Point of View, and Finding Imogene. She lives in Washington, DC, and runs the Tiger Drive Scholarship for students who want to reach, learn, and grow beyond their familiar environment by attending college or a trade school. Learn more at tericase.com.




Thank you for a very informative article. Is it better to get a trademark as an author and a separate trademark if writing a series? What is the difference between a trademark and a copyright?
You are welcome. If you are writing a series and have a series name, you can also Trademark the series name. A copyright protects the specific creative project – the book. A trademark protects the brand or logo, such as the author’s name.
By the way, I’ve also gotten a trademark for a series. It was the same class I mention in this newsletter.
After what happened to Jane, my co-author and I also trademarked our names. I love your step by step guidance and helpful advice!
Congratulations. I am happy for you and your co-author.
Teri Case:
Thank you so much for writing about your trademark journey, and thank you, Jane Friedman, for publishing it! I too am going through a similar angst as I publish my second book later this year. This article has inspired me to jump into these deep waters. Crater Lake, here I come!
You can do it! Wishing you great success.
Wonderful post – thank you to Teri Case for this and making it so clear on the steps to take. These are the times we live in!
You are welcome, Joan.
When I trademarked a logo my nonprofit I created, I was assigned a lawyer to help me through the process. But that was twenty years ago.
They still assign a lawyer to review the application, and ultimately via the USPTO.gov site, they did issued the Non-Final Office Action telling me what I needed to do in order to address their concerns.
Wow – this is interesting. I would have never thought to trademark my name, but it seems to be the only way to protect yourself from serious problems! Does the trademark apply if you self-publish or does it matter? Thanks for sharing this info!
IMHO, it’s most important to trademark as an indie or self-published author because we don’t have the same resources, support, or clout as a well-known traditional publishing house. I am a self-published author. As a self-published author, my best defense to have fraudulent books with my name on them removed from vendors’ sites would be to have my name trademarked. I did a quick search in the data base on some popular traditionally published authors, and I don’t see trademarks, but I don’t have personal experience with a traditional publisher. And of course, I’m not a lawyer, so someone might chime in with more experience as a traditionally published author and will know if their publisher is considering getting a trademark for their name now that AI is in our lives. And I also don’t know if a traditionally published author can still individually trademark their name or if they need to coordinate it with their publisher(s) depending on their contracts?? Something new for me to learn.
Bravo for persevering with this! What a great type of insurance for your fiction. Which leads to my question: would any of this apply to non-fiction authors?
Good question. I don’t know about non-fiction. Your name and expertise are still a brand and platform. In the least, it would be an identified as a different international class than the one I mention in the blog (016 is specific to fiction). I’m curious. I’ll have to learn more.
Thanks for sharing your trademark journey, along with such clear direction. I wonder if the process is different for visual artists.
I assume the visual artist’s name would be identified as a brand and not the international class I mention since it’s for fiction books. I’m going to need to look into it. Let me know if you learn anything. Best of luck!
Author Teri Case’s incredibly helpful, insightful, and practical article merits a BIG THANK YOU. Teri’s comments in “AI Made Me Want to Trademark My Name. Here’s How I Did It” regarding the egregious assault on Jane’s sterling name & reputation is a sharp reminder that eternal vigilance is required of us all. Although it is impossible for me to select which article in Jane’s newsletter is “THE” most valuable, I can say with certainty that Teri’s article is in the Top-10! Teri, please accept the great gratitude I hold for you for raising our awareness of this vital issue with such practical & actionable advice.
Top Ten! Thank you, Rick. Your reaction is why I find it so gratifying to be a literary citizen.
Dear Teri, Your article is such an important piece of information for authors protecting themselves. I am delighted to learn the steps you provided and will indeed be applying for a trademark on my author name.
One question I have is this: My name is made up of three initials plus my last name. On most published documents, each of the 3 initials has a period followed by a space, as in A. B. C. Smith. On some other of my publications though, the periods and/or the spaces are omitted, as in ABC Smith, or A.B.C. Smith. I’m just curious if you know whether each of the these three cases, A. B. C. Smith, ABC Smith, and A.B.C. Smith, are considered all different or not?
Please know you just gave all authors a very helpful guide for protecting our names and our work. I applaud the time you took to do so.
I am not sure. I couldn’t find a definitive answer in the manual, so this might be a great question to ask Authors Guild if you are a member. In regards to International Class 016 for fiction books, my instinct is that whichever mark (your name) you want to register, it is going to need have evidence of at least two books that are published with an exact match of the mark. So, if you want to register A. B. C. Smith than your application will require an image of at least two publications with A. B. C. Smith. But I could be wrong!!
On a completely different branding note, and I apologize for an unsolicited opinion, if it were me, I’d want them all to match as it’s easier for your readers to recognize your work. If you have publishing control, it might be worth learning how much it would cost to update your covers to list your name the same. For example, whenever I want to make a change to my book covers, such as with a review I’d like added to the back of the book, I negotiate with my cover designer (who I originally found on 99Designs) to make the small change for a small amount.